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Studies
in
Buddhadharma
On Buddha-nature
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"You are your own saviour
- who else is there to save You ?"
Dhammapada, verse 160.
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Buddha-nature ("tathâgatagarbha") is the object
of the Third Turning of the Wheel of Dharma. After the Second
Turning, bringing
compassion
and emptiness
to the fore,
Buddha Śâkyamuni taught the "Buddha-embryo" or
"matrix-of-One-Gone-Thus". This Turning does not figure in the
teachings of the Lesser Vehicle. In the Greater Vehicle, it is
considered to be -like the Fourth Turning- a rather private teaching, one addressed to
experienced practitioners only.
This Third Turning is either :
(1) a realist view surpassing self-emptiness (the Second
Turning), pointing to the self-emptiness of conventionality & the
other-emptiness of the ultimate (empty of the former, but with its
own, inherent own-nature - cf. Dolpopa & the Jonang school) ;
(2) an idealist view positing the inseparability of emptiness
and clarity (as in Dzogchen), or
(3) a critical teaching pointing to the capacity of all
sentient beings to generate all Buddha-qualities by concentrating on the
emptiness of their mind, eliminating the false ideation of substantial
instantiation, while attributing to conventional reality and its
interdependent processes, a valid logical, functional & mere existential
instantiation (the view of Tsongkhapa).
In
Tsongkhapa's Critical Mâdhyamaka,
all sentient beings possess the capacity for
liberation
and
enlightenment. No need for some outer agent, Divine Saviour or
Buddha Śâkyamuni to mediate in our escape from cyclic existence, for our mind has
the innate potential to realize Buddhahood. Conveying
great optimism and belief in the innate capacities of the human being,
affirming an equally shared potential for enlightenment, strengthens the soteriological intent of the Buddhadharma :
compassionate universal awakening.
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The Tathâgatagarbha is not a "school" like the
Mâdhyamika or the Yogâchâra and, probably because of its similarity with
certain Hindu teachings, never had the same intellectual impact. In
Hinduism, the "âtman" is innate and ontologically united with
Brahman, God. Insofar as Buddha-nature is given a similar position,
criticism cannot be avoided, for such a self-sufficient ground conflicts with
the selflessness of the Second Turning.
Crucial texts are the Tathâgatagarbha Sûtra, the
Śrîmâlâdevî-simhanâda Sûtra (3rd century) and the Ratnagotravibhâga
of Maitreyanâtha (3rd or 4th century). The latter was commented by
Sâramati, the first systematizer of the Tathâgatagarbha doctrine. He made
a clear distinction between two states of suchness or "tathatâ".
Buddhahood represents the pure, undefiled state, whereas everyday
existence represents the defiled state (the parallels with the Yogâchâra
storehouse consciousness are obvious).
The intent of the Third Turning is to extend Buddhahood
to all sentient beings, affirming all sentient beings possess the
unalienable potential of enlightenment. While the Second Turning
introduces emptiness, the ultimate truth, the Third Turning points to the
presence of this ultimate truth in the continuum of every defiled mind. Debates
were held to ascertain whether the Tathâgatagarbha doctrine is really different from the Yogâchâra
School, for both doctrines were developed in the same period and shared
some root texts by Asanga. Moreover, the Tathâgatagarbha literature shows
an increasing trend to identify the "tathâgatagarbha", "embryo of the
Tathâgata", "seed of Buddhahood" or
"matrix-of-One-Gone-Thus" with the "âlaya-prajñâ",
the purified, absolute & inherently existing storehouse-consciousness of
the Mind Only School. However, attempts to identify this Third Turning
with the substantialist "âtman" doctrine are futile and based on wrong
logic. The Buddhadharma has no substance-self, and the Third Turning does
not reintroduce one (as Critical Middle School Consequentialists argue).
The various, complex interpretations given to this Third Turning can be
reduced to two fundamental views :
• either the Buddha-nature is considered to be (a) an inherently existing
nature of enlightenment, (b) naturally free from defilements, (c) from the
very beginning endowed with all Buddha-qualities (enlightened body,
speech, mind & activity) and (d) possessed by all sentient beings. This is
the ontological interpretation cherished by the Mind Only School, by
Shentong (other-emptiness) and by
Dzogchen. It
follows from the view accepting the permanent, inherent, ontologically
isolated nature of ultimate truth, for once ultimate Buddha-qualities are
permanent they must pre-exist in the continuums of sentient beings ;
• or the Buddha-embryo is not in any way identified with a separate
ontological substrate, an inherently existing sufficient ground or a
sempiternally pure clarity of mind, but solely with the potential of
enlightenment. This is the epistemological interpretation followed by
Critical Mâdhamakas as Tsongkhapa and his school. The Buddha-potential is
just the emptiness of the mind in the continuum of a defiled mind.
In this latter view, all sentient beings, by nature of their sentience,
possess the capacity or potential to realize enlightenment ("bodhi") a
priori. This mere capacity is not a fully developed
Buddha-state (with its co-relative Buddha-qualities) existing inherently
from the very beginning (as the Jonangpas claim), but the emptiness of the mind, i.e. its
fundamental lack of inherent existence, or not existing in the mode of
subsistence. If such were not the case, all sentient beings would already
be enlightened and the radiant state of
Buddhahood would be merely concealed by defilements ! Then the difference
between the Hindu "âtman" doctrine would vanish, would it not ? But how to conceal the Sun ? Given this
innate capacity or potential of the mind to realize its own emptiness, secundary conditions must be
created to generate or engender Buddhahood, i.e. to use this capacity to transform our
defiled condition into that of an Awakened One, a Buddha. To do so, nothing
more is needed than to end the false ideation brought about by substantial
instantiation of objects of knowledge. While this
Buddha-potential is the primary cause or possibility of
Buddhahood, inalienable and present from the very beginning, secundary
conditions are needed to end the coarse & subtle defilements of the mind
obscuring the fruition of this capacity for enlightenment.
These conditions involve the choice to do so and the effort to bring this about.
Choice (free will) & effort are only given to human beings. While all
other sentient beings also possess Buddha-potential, they lack the
capacity to generate it by absence of these secundary causes. Hell beings
hate & suffer continuously. Hungy ghosts constantly wander unsatisfied &
greedy. Animals, being stupid, lack mental bodies. Demi-gods, due to their
arrogance, abide in constant conflict. Gods are so distracted by their
good karma, they have no moment available to concentrate on the ultimate
nature of their proud minds. Human beings, over-attached to objects of
desire, have the free will to make the proper choice, but mostly do not
put in the effort necessary to find the true meaning of their precious
lives.
Just like a
mustard seed is not identical with the tree, Buddha-qualities are not
given or fully developed from the start. Like water takes on the colour of
the glass, the emptiness of the mind abides in the defiled continuum. Just like we need exercise to
bring about our genetically given capacities, Buddhahood is generated as
the result of our conscious efforts to realize the ultimate nature of
the mind, i.e. by
meditations on
emptiness. Without the latter, just like fully operational eyes cannot
process light in complete darkness, this capacity will remain unexpressed.
Being dormant, suffering continues.
Although yogi's often claim otherwise, praising Buddhahood as sempiternal,
they forget classical logic does not allow us to do so. Indeed, the ontological
interpretation of the Third Turning cannot divorce the conclusions of the
Second Turning, but are intended to complement them. Taking the
"tathâgatagarbha" outside the context of this sequence is doing nothing
more than to regress & reintroduce the old Vedic "âtman = Brahman"
formula, contradicting the selflessness lying at the basis of ultimate
truth and the edifice of the Buddhadharma. The Second Turning introduces
emptiness (& compassion), while the Third Turning applies it to the mind itself.
The view of the Mâdhamika in general, and of Tsongkhapa in particular, is
gradualist or path-oriented. These philosophers consider enlightenment
never to be sudden, but the end result of a long process of spiritual
evolution, moving through various stages. By accumulating compassion and
wisdom, the conditions for awakening arise. By prolonged meditation on
compassion Form Bodies ("Nirmânakaya & Sambhogakâya") are generated, and
by emptiness meditations the Truth Body ("Dharmakâya") arises. So the two
"baskets" of compassion & wisdom act as "causes" leading to enlightenment,
and without them, suffering cannot be ended, for the fruit cannot be
produced. Given this, Buddha-nature cannot be an ontological a priori
and the qualities associated with awakening cannot be considered to be
given from the very beginning. They must be caused or generated by the
efforts put in a posteriori.
Although the logic of this argument seems clear-cut and powerful, it
stands in stark contrast to the direct, nondual, non-conceptual experience of the yogi's of the Mind Only
School and the view of the masters of
Dzogchen. For
these splendid yogic minds, focusing on meditative experience rather than
on conceptual logic & philosophy, enlightenment is an uncompounded,
continuous state. They ask how compounded, impermanent conditions may act
as "causes" producing the permanent ? How can the impure ever produce the
pure if the latter is not a given ? For Tsongkhapa, the difference between
conventional & ultimate truth is not ontological, implying the ultimate is
not a different "pure" reality versus an "impure" conventional one.
As all phenomena, Buddhas as well as sentient beings, are self-empty, the
latter are able to generate the former. If ultimate truth is deemed to be
"split" from conventional reality, as in other-emptiness, this cannot be
the case. Hence, the question "How can the impure generate the pure ?"
becomes pertinent.
Other-emptiness thinkers relentlessly stress all sentient
beings are enlightened sui generis, implying that to realize
awakening, nothing more has to be done than to uncover this intrinsic
Buddha-nature and its enduring, sempiternal qualities ... This uncovering
or unveiling may happen suddenly, only by pointing out the luminous, clear
nature of the mind, for ever united with the primordial ground. Once
pointed out, the process of clearing away may start ...
Given the resplendent authority of those adhering to this suddenist view,
one wonders how to reconcile these conflicting views ?
Perhaps the philosophical view of Tsongkhapa represents the pinnacle of
what can be achieved by way of the conceptual mind based on the
traditional, linear view on causality ? If so, one may wonder whether
another interpretation of process and change may be helpful in solving the
tension between gradualists & suddenists ? Suppose we would see sentient
beings as dynamical, dissipative, non-linear systems able to
self-structure, auto-regulate and trigger autopoiesis (cf. Prigogine &
chaos-theory) ? Instead of viewing Buddhahood as the end result, as
gradualism demands, we could understand awakening as the fundamental state
or self-empty ground-state of the system and our suffering, sentient condition as a
lower energy-state of the same system, i.e. as an exception caused by
defilements & ignorance caused by a reduced level of negentropy within the
system ?
A Buddha, so this view goes, continuously wipes out what needs to be
dissipated, unfolding the totality of qualities of his or her
ground-potential. A Buddha is "gone-unfolded" (Guenther,
1989), constantly destroying the substantial instantiation of objects.
This implies a sapient dynamism relating to continuous
self-(re)structuring, a system dissipating entropy, and in doing so
"unfolding" Buddhahood because of the ongoing dissipation of
excitability and the delusion or the ignorance attributing substance to
phenomena. Buddhahood is a dynamic non-unfolded totality of qualities as
pure potential. Because this totality is an unbounded wholeness, this
dynamism is endless. So, viewing sentient beings from the side of a
Buddha, is understanding the causes & conditions of their lack of
entropy-dissipation. Instead of seeing sentient beings as the rule and
Buddhahood as the exception, we understand awakening as the "ordinary"
state and mere sentience as the exception to the rule. This philosophical
view begins by positing Buddhahood as a system dissipating igorance and
sentience as a symmetry-break away from this natural state.

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